Free FINRA Series-6 Exam Questions
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FINRA Series-6 Exam Questions
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Provided By: FINRA
- Exam: Investment Company and Variable Contracts Products Representative
- Certification: FINRA Representative-level
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Total Questions: 328
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Updated On: Apr 26, 2025
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Rated: 4.9 |
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Online Users: 656
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Question 1
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Which of the following is not a potential advantage associated with investing through a mutual fund?
Answer: C
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Which of the following is not a potential advantage associated with investing through a mutual fund?
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Question 2
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Which of the following must be true for a fund to be called a “no load” fund? I. The fund can have no front-end load. II. The fund can have no contingent deferred sales charge. III. The fund can charge no 12b-1 fees. IV. The fund cannot charge investors an exchange fee.
Answer: A
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Which of the following must be true for a fund to be called a “no load” fund? I. The fund can have no front-end load. II. The fund can have no contingent deferred sales charge. III. The fund can charge no 12b-1 fees. IV. The fund cannot charge investors an exchange fee.
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Question 3
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By investing in a diversified portfolio, an investor will:
Answer: B
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By investing in a diversified portfolio, an investor will:
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Question 4
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All government bonds and the majority of corporate bonds are traded:
Answer: D
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All government bonds and the majority of corporate bonds are traded:
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Question 5
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NASDAQ is:
Answer: D
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NASDAQ is: