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Free FINRA SIE Exam Questions

Try our Free Demo Practice Tests for Comprehensive SIE Exam Preparation

  • FINRA SIE Exam Questions
  • Provided By: FINRA
  • Exam: Securities Industry Essentials (SIE)
  • Certification: FINRA Introductory-level
  • Total Questions: 166
  • Updated On: Jun 05, 2025
  • Rated: 4.9 |
  • Online Users: 332
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  • Question 1
    • Assuming yields are held constant, which of the following statements describes what will occur as a discount bond reaches maturity? 

      Answer: A
  • Question 2
    • Which of the following statements is true regarding 529 savings plans?  

      Answer: D
  • Question 3
    • Company ABC stock currently trades on an exchange. An ABC insider wants to sell a large number of shares of her privately held ABC stock. ABC files the necessary paperwork to register the shares, but the insider decides to wait and sell the stock at a later date. Which of the following terms best describes the type of offering that is occurring in this situation? 

      Answer: D
  • Question 4
    • A registered representative (RR) at a member firm is the subject of a statutory disqualification. Which of the following statements is true? 

      Answer: B
  • Question 5
    • Which of the following statements is true regarding 529 savings plans?  

      Answer: D
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